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Sergio Teijelo

Citigroup Global Markets INC.
40 Years of Experience
Miami, FL
1 DisclosureBroker
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Sergio Teijelo is a registered investment advisor at Citigroup Global Markets INC., based in Miami, FL, with 40 years of industry experience. Sergio operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.

Citigroup Global Markets INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2418 advisors
Number of Clients
56,938 clients
Average Client Portfolio
$823K average
Assets Under Management
$46.9B

Fee Structure

CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.

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Location

CWM Retail, Sales, 201 S. Biscayne Blvd, Miami, FL, 33131

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
October 2000
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Other Business Activities

Sergio is the registered agent, owner, and landlord of Villarbujan Holdings LLC, an investment property in Miami, FL. He spends minimal time on this activity each month.

Employment History
Current Registrations
Citigroup Global Markets INC.Broker
March 2010 - Present · 16 yrs 4 mos
Citigroup Global Markets INC.
March 2010 - Present · 16 yrs 4 mos
Citigroup Global Markets INC.
March 2010 - Present · 16 yrs 4 mos
Previous Registrations
Dominick & Dominick LLC
February 2007 - February 2009 · 2 yrs
Dominick & Dominick LLCBroker
September 2004 - February 2009 · 4 yrs 5 mos
First Security Investments, INC.Broker
January 2004 - September 2004 · 8 mos
Dljdirect INC.Broker
July 2000 - October 2000 · 3 mos
Avalon Research Group, INC.Broker
September 1997 - December 1999 · 2 yrs 3 mos
Avalon Research Group, INC.Broker
August 1997 - September 1997 · 1 mo
Donaldson, Lufkin & Jenrette Securities CorporationBroker
April 1988 - August 1997 · 9 yrs 4 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
April 1985 - May 1988 · 3 yrs 1 mo
Shearson Lehman Brothers INC.Broker
April 1981 - May 1985 · 4 yrs 1 mo
Donald & CO. Securities INC.Broker
October 1980 - May 1981 · 7 mos
State Registrations29 states
ALAZCACOCTDEFLGAILINLAMAMDMIMONCNJNMNVNYOHPAPRSCTNTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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