Nicholas Herman
Nicholas Herman is a registered investment advisor at Elite Financial Group, based in Gaithersburg, MD, with 4 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 86 clients with $30M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 0.80% |
Fees are negotiable.
Fee Estimator
Location
17B Firstfield Rd, Ste 108, Gaithersburg, MD, 20878
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas is the CEO of Capital Custom Contractors, a general contractor, and a real estate agent with HomeStar Realty. He is also an insurance agent selling life insurance, long-term care insurance, disability insurance, and annuities; all outside business activities take nearly full-time hours.
Employment History
Current Registrations
Elite Financial Group
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.