JT
JT

Jason Towles

6 Years of Experience
Raleigh, NC
BrokerSells Insurance

Jason Towles is a registered investment advisor at USA Financial Securities Corporation, based in Raleigh, NC, with 6 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 1,750 clients with $300M in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
141 advisors
Number of Clients
1,750 clients
Average Client Portfolio
$172K average
Assets Under Management
$301.5M

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)

USA Financial Securities offers two advisory account management options:

  • Transaction-based pricing: You pay a lower custodial and administrative fee, plus individual transaction fees.
  • Asset-based pricing: You pay a higher custodial and administrative fee that includes transaction costs. This is best for clients who anticipate moderate to high levels of trading activity.

Representatives may also provide access to third-party money managers. The fees for these managers vary and are disclosed in their own brochures. Representatives may also offer customized financial strategies with varying fee structures, detailed in the representative's disclosure supplement. The maximum management fee charged by USA Financial Securities is 2.7%.

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Location

1601 Jones Franklin Rd., Suite 102, Raleigh, NC, 27606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Jason works as a financial advisor providing annuity and insurance solutions to clients through Generations Wealth Advisors LLC since January 2024. He dedicates a few hours per week to this investment-related activity during securities trading hours.

Employment History
Current Registrations
USA Financial Securities LLCBroker
January 2024 - Present · 2 yrs 4 mos
USA Financial Securities Corporation
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2020 - January 2024 · 4 yrs
Wells Fargo Clearing Services, LLCBroker
December 2019 - January 2024 · 4 yrs 1 mo
State Registrations3 states
DCNCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.