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Colin Tooey

5 Years of Experience
Canonsburg, PA
Broker

Colin Tooey is a registered investment advisor at Cetera Investment Advisers LLC, based in Canonsburg, PA, with 5 years of industry experience. Colin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

4600 J. Barry Court, Ste. 220, Canonsburg, PA, 15317

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Colin is the president of the BNI Networking Three Rivers Chapter, where he conducts meetings, sets the vision, and ensures leadership duties are fulfilled. This activity takes a few hours per week.

Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2023 - Present · 3 yrs 1 mo
Cetera Investment Services LLCBroker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
MML Investors Services, LLC
December 2022 - March 2023 · 3 mos
MML Investors Services, LLCBroker
February 2022 - March 2023 · 1 yr 1 mo
Nylife Securities LLCBroker
October 2020 - January 2022 · 1 yr 3 mos
State Registrations17 states
AZCACODCFLGAMAMDNCOHOKPASCTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Colin Tooey - Financial Advisor | TrueAdvisor