James Wing is a registered investment advisor at RBC Capital Markets, LLC, based in Providence, RI, with 45 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
500 Exchange Street, Suite 1102, Providence, RI, 02903-2637
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is a committee/council member for the Rhode Island Historical Society, guiding their investment committee since 2011, dedicating minimal time. He also served on the Board of Directors for the same organization from 2019-2022, dedicating minimal time.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Tucker Anthony IncorporatedBroker
Drexel Burnham Lambert IncorporatedBroker
E. F. Hutton & Company INCBroker
State Registrations25 states
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