Matthew Swartz is a registered investment advisor, based in Richardson, TX, with 5 years of industry experience.
Location
1150 State St, Ste 1000, Richardson, TX, 75082
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Matthew works as an investment analyst for Waterloo Capital Investment Adviser and Intelligent Wealth Solutions LLC since February 2024. Both activities are investment-related.
Employment History
Current Registrations
State Farm Vp Management CORP.
October 2025 - Present · 7 mos
State Farm Vp Management CORP.Broker
October 2025 - Present · 7 mos
State Farm Investment Management CORP.
October 2025 - Present · 7 mos
Previous Registrations
Intelligent Wealth Solutions LLC
May 2024 - September 2025 · 1 yr 4 mos
Waterloo Capital
May 2024 - September 2025 · 1 yr 4 mos
J.P. Morgan Securities LLCBroker
August 2020 - February 2024 · 3 yrs 6 mos
State Registrations1 state
TX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.