SS
CFP
SS
CFP

Steven Sabol

5 Years of Experience
Moon Township, PA
Broker

Steven Sabol is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Moon Township, PA, with 5 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

Moon Township, PA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2024 - Present · 1 yr 10 mos
Ameriprise Financial Services, LLCBroker
July 2024 - Present · 1 yr 10 mos
Ameriprise Financial Services, LLC
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Stifel Independent Advisors, LLCBroker
October 2022 - July 2024 · 1 yr 9 mos
Stifel Independent Advisors, LLC
October 2022 - July 2024 · 1 yr 9 mos
Cantella & CO., INC.
May 2022 - September 2022 · 4 mos
Raymond James Financial Services Advisors, INC
September 2021 - April 2022 · 7 mos
Raymond James Financial Services, INC.Broker
September 2021 - April 2022 · 7 mos
Sagepoint Financial, INC.Broker
September 2020 - September 2021 · 1 yr
State Registrations15 states
AZCOFLKYMIMONCNVNYOHPASCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Steven Sabol - Financial Advisor | TrueAdvisor