Xue Liao is a registered investment advisor, based in Chicago, IL, with 6 years of industry experience.
Location
200 W. Madison Street, Chicago, IL, 60606
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Xue is a Senior National Consultant of AssetMark, Inc., a registered investment adviser and affiliate of AssetMark Brokerage, LLC, since 2019. This employment with AssetMark Financial Holdings, Inc. takes full-time hours.
Employment History
Current Registrations
Assetmark Brokerage, LLCBroker
March 2020 - Present · 6 yrs 4 mos
Assetmark, INC.
September 2019 - Present · 6 yrs 10 mos
State Registrations3 states
ILOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.