Thomas Ames is a registered investment advisor, based in Stamford, CT, with 6 years of industry experience.
Location
2200 Atlantic Street, Suite 200, Stamford, CT, 06902
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
New Edge Wealth
February 2026 - Present · 5 mos
Newedge Securities, LLCBroker
February 2026 - Present · 5 mos
Previous Registrations
Morgan Stanley
October 2019 - February 2026 · 6 yrs 4 mos
Morgan StanleyBroker
October 2019 - February 2026 · 6 yrs 4 mos
State Registrations31 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.