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Leverett Davis

Ameriprise Financial Services, LLC
45 Years of Experience
Damariscotta, ME
4 DisclosuresBroker
View SEC Summary
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Leverett Davis is a registered investment advisor at Ameriprise Financial Services, LLC, based in Damariscotta, ME, with 45 years of industry experience. Leverett is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

165 Main St Suite 2D PO, Box 68, Damariscotta, ME, 04543

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2014
Settled
Customer Dispute
June 2013
Settled
Customer Dispute
November 2001
Denied
Customer Dispute
May 1997
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2020 - Present · 6 yrs
Ameriprise Financial Services, LLC
October 2020 - Present · 6 yrs
Ameriprise Financial Services, LLCBroker
October 2020 - Present · 6 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2013 - October 2020 · 7 yrs
Wells Fargo Clearing Services, LLCBroker
September 2013 - October 2020 · 7 yrs 1 mo
RBC Capital Markets, LLC
December 2005 - October 2013 · 7 yrs 10 mos
RBC Capital Markets, LLCBroker
November 2005 - October 2013 · 7 yrs 11 mos
Advest, INC.
September 2002 - December 2005 · 3 yrs 3 mos
Advest, INC.Broker
March 1989 - December 2005 · 16 yrs 9 mos
Tucker, Anthony & R. L. Day, INC.Broker
August 1983 - March 1989 · 5 yrs 7 mos
Boston Bay Capital, INC.Broker
May 1983 - August 1983 · 3 mos
A. G. Edwards & Sons, INC.Broker
February 1982 - April 1983 · 1 yr 2 mos
Burbank & Company, INC.Broker
October 1980 - February 1982 · 1 yr 4 mos
State Registrations13 states
AKCACOCTFLKYMAMENCNHVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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