Marguerite Sansone is a registered investment advisor, based in Barnhart, MO, with 5 years of industry experience. Marguerite is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Barnhart, MO
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Regulatory History (4)
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Judgment / Lien
March 2026Financial
July 2025Final
Financial
May 2025Final
Financial
September 2024Final
Employment History
Current Registrations
Saxony Securities, INC.
February 2024 - Present · 2 yrs 8 mos
Saxony Capital Management, LLC
February 2024 - Present · 2 yrs 8 mos
Saxony Securities, INC.Broker
February 2024 - Present · 2 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2021 - January 2024 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2021 - January 2024 · 2 yrs 10 mos
State Registrations1 state
MO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.