TrueAdvisor
TrueAdvisor
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Thomas Dg Tayton

Piper Sandler & CO.
5 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Piper Sandler & CO.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
2 clients
Average Client Portfolio
$992.5M average
Assets Under Management
$2.0B

Location

227 W. Monroe St., Suite 5250, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Piper Sandler & CO.
August 2025 - Present · 6 mos
Piper Sandler & CO.Broker
August 2025 - Present · 6 mos
Previous Registrations
D.A. Davidson & CO.Broker
August 2022 - July 2025 · 2 yrs 11 mos
D.A. Davidson & CO.
July 2022 - July 2025 · 3 yrs
Ae Wealth Management, LLC
October 2019 - October 2021 · 2 yrs
State Registrations1 state
IL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.