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Thomas Tayton

5 Years of Experience
Chicago, IL
Broker

Thomas Tayton is a registered investment advisor at Piper Sandler & CO., based in Chicago, IL, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 2 clients with $2B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23 advisors
IM Fee
Planning only
Assets Under Management
$2.0B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

444 W Lake St, Suite 3300, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Piper Sandler & CO.
August 2025 - Present · 9 mos
Piper Sandler & CO.Broker
August 2025 - Present · 9 mos
Previous Registrations
D.A. Davidson & CO.Broker
August 2022 - July 2025 · 2 yrs 11 mos
D.A. Davidson & CO.
July 2022 - July 2025 · 3 yrs
Ae Wealth Management, LLC
October 2019 - October 2021 · 2 yrs
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Tayton - Financial Advisor | TrueAdvisor