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Jaymes Arnold

5 Years of Experience
Auburn, CA
Broker

Jaymes Arnold is a registered investment advisor at LPL Financial LLC, based in Auburn, CA, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Auburn, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jaymes is associated with Sage Financial Partners and Sage Financial Partners by VersiFI Private Wealth, both DBAs for LPL business. These investment-related activities take up a full-time commitment and about a quarter of his time, respectively.

Employment History
Current Registrations
LPL Financial LLC
August 2020 - Present · 5 yrs 9 mos
LPL Financial LLC
July 2020 - Present · 5 yrs 10 mos
LPL Financial LLCBroker
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
Rubicon Advisors
November 2020 - March 2021 · 4 mos
State Registrations13 states
AZCACOFLIDINKSNVORTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.