DK
CFP
DK
CFP

Douglas Kramer

6 Years of Experience
Vineland, NJ
2 DisclosuresBroker

Douglas Kramer is a CFP-designated registered investment advisor, based in Vineland, NJ, with 6 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold.

Location

727 East Landis Ave, Suite 1, Vineland, NJ, 08360

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2022
Final
Financial
September 2021
Final
Other Business Activities

Douglas is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is not investment-related.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2026 - Present · 1 mo
Cetera Wealth Services, LLCBroker
September 2026 - Present · 1 mo
Cetera Wealth Services, LLC
September 2026 - Present · 1 mo
Previous Registrations
Commonwealth Financial Network
November 2025 - September 2026 · 10 mos
Commonwealth Financial NetworkBroker
November 2025 - September 2026 · 10 mos
Vanguard Advisers, INC.
August 2021 - October 2025 · 4 yrs 2 mos
Vanguard Marketing CorporationBroker
August 2021 - October 2025 · 4 yrs 2 mos
MML Investors Services, LLC
June 2020 - May 2021 · 11 mos
MML Investors Services, LLCBroker
November 2019 - May 2021 · 1 yr 6 mos
State Registrations1 state
NJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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