Mary Harris is a registered investment advisor, based in Phoenix, AZ, with 5 years of industry experience.
Location
7720 N 16th Street, Suite 350, Phoenix, AZ, 85020
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Mary is an investment advisor for The Ameriflex Group, Scott Harris Financial Group, and Vickie Garcia Wealth Management, LLC, spending nearly full-time hours across these roles. She also has an S-Corporation, Catherine Harris Financial Group, created for tax purposes, requiring minimal time.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
The Ameriflex Group
Previous Registrations
Osaic Wealth, INC.Broker
Sagepoint Financial, INC.Broker
Principal Securities, INC.
Principal Securities, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.