SG
SG
Steven Goldstein
45 Years of Experience
Morristown, NJ
1 DisclosureBroker
Steven Goldstein is a registered investment advisor at Morgan Stanley, based in Morristown, NJ, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
340 Mount Kemble Avenue, Morristown, NJ, 07960
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Regulatory History (1)
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Customer Dispute
August 2001Closed-No Action
Other Business Activities
Steven serves as an executor or co-executor for an estate since 2022. This investment-related activity requires minimal time during business hours.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
March 2009 - June 2009 · 3 mos
Morgan Stanley & CO. Incorporated
March 2009 - June 2009 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2001 - March 2009 · 8 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1981 - March 2009 · 27 yrs 4 mos
Ids Life Insurance CompanyBroker
November 1980 - September 1981 · 10 mos
Investors Diversified Services, INC.Broker
November 1980 - September 1981 · 10 mos
Ids Marketing CorporationBroker
November 1980 - August 1981 · 9 mos
State Registrations37 states
ALARAZCACOCTDCDEFLGAILINKYLAMAMDMEMIMNMOMSNCNHNJNVNYOHOKORPARISCTNTXUTVAVT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.