GS
GS

Gregory Singletary

45 Years of Experience
Richmond, VA
3 DisclosuresBroker

Gregory Singletary is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Richmond, VA, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

Loading...

Location

1111 E Main St, Richmond, VA, 23219

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2003
Settled
Customer Dispute
August 2002
Denied
Customer Dispute
December 1990
Award / Judgment
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2008 - Present · 18 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2008 - Present · 18 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2008 - Present · 18 yrs 3 mos
Previous Registrations
Wachovia Securities, LLC
February 2000 - April 2008 · 8 yrs 2 mos
Wachovia Securities, LLCBroker
October 1999 - April 2008 · 8 yrs 6 mos
First Union Capital Markets CORP.Broker
January 1999 - October 1999 · 9 mos
Branch, Cabell & CO., INC.Broker
May 1995 - January 1999 · 3 yrs 8 mos
Alex. Brown & Sons IncorporatedBroker
September 1988 - May 1995 · 6 yrs 8 mos
Johnson, Lane, Space, Smith & CO., INC.Broker
September 1980 - October 1988 · 8 yrs 1 mo
State Registrations34 states
ALAZCACODCDEFLGAHIILINKYLAMAMDMEMNMONCNHNJNYOHPARISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.