Joshua Sternberg is a registered investment advisor, based in Redding, CA, with 6 years of industry experience.
Location
3455 Placer St, Ste A, Redding, CA, 96001
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joshua works as a financial advisor for Columbia Wealth Associates and Umpqua Bank, dedicating about half of his time to each. His work at Umpqua Bank involves utilizing Raymond James systems.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2023 - Present · 2 yrs 7 mos
Raymond James Financial Services, INC.Broker
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Cetera Investment Advisers LLC
September 2022 - October 2023 · 1 yr 1 mo
Cetera Investment Services LLCBroker
September 2022 - October 2023 · 1 yr 1 mo
Edward Jones
December 2019 - September 2022 · 2 yrs 9 mos
Edward JonesBroker
November 2019 - September 2022 · 2 yrs 10 mos
State Registrations9 states
AZCACONJNVOHORVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.