RB
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Ralyn Bocker

6 Years of Experience
Downers Grove, IL
Broker

Ralyn Bocker is a registered investment advisor at LPL Financial LLC, based in Downers Grove, IL, with 6 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Downers Grove, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ralyn operates Bocker Investments as a DBA for their LPL business, dedicating full-time hours to this investment-related activity.

Employment History
Current Registrations
LPL Financial LLC
June 2023 - Present · 2 yrs 11 mos
LPL Financial LLCBroker
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2020 - June 2023 · 3 yrs
Edward Jones
December 2019 - March 2020 · 3 mos
Edward JonesBroker
November 2019 - March 2020 · 4 mos
State Registrations6 states
CACTILMANJWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ralyn Bocker - Financial Advisor | TrueAdvisor