Tracy Sherwood is a CFP-designated registered investment advisor at Sherwood Financial Management, based in Clarence, NY, with 4 years of industry experience. Tracy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 15 clients with $20M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.75% |
| $1M+ | 0.60% |
Investment Management Fees are negotiable at the adviser’s discretion.
Fee Estimator
Contact
Tracy Sherwood
Location
Clarence, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Sherwood Financial Management
State Registrations1 state
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Exams
Additional Information
Prior to founding Sherwood Financial Management, I spent my career at a local wealth management firm for 24+ years working with clients as they near retirement. As a fee-only advisor, I cultivate long-term relationships advising individuals, spouses, partners and extended families on personal financial planning, wealth accumulation strategies, retirement planning and most notable retirement coaching. By continuously educating, providing perspective, and maintaining investment discipline, I help clients navigate the financial markets in varying market conditions, which to-date includes both the booming dot com era and the Great Recession.