Thomas Dahlby
Thomas Dahlby is a registered investment advisor at LPL Financial LLC, based in Marshfield, WI, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
101 W Mcmillan Street, Suite 1B, Marshfield, WI, 54449
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a co-owner of Dahlbyco, LLC, a DBA for his LPL business, since 2013. He is also an agent for Financial Investors of WI, Inc. selling non-variable insurance since 1998, and spends full-time hours per month during securities trading for Financial Investors of Wisconsin, another DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Sii Investments, INC.
Sii Investments, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
AXA Advisors, LLCBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.