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Daniel Braddock

Scott Braddock Financial,llc
3 Years of Experience
Raleigh, NC
5 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Daniel Braddock is a registered investment advisor at Scott Braddock Financial,llc, based in Raleigh, NC, with 3 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more.

Scott Braddock Financial,llc
Compensation
Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)
  • Hourly consulting — $350 per hour for specialized financial advice and project-based work
Hourly Rate:Up to $350/hr
View Full SEC Brochure

Location

8601 Six Forks Road, Suite 400, Raleigh, NC, 27615

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2022
Final
Financial
April 2018
Final
Financial
September 2017
Final
Financial
June 2017
Final
Criminal
September 1997
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel owns Scott Braddock Financial, an insurance agency, since 2003. He dedicates about 80% of his time to marketing and insurance sales.

Employment History
Current Registrations
Scott Braddock Financial,llc
August 2026 - Present · 2 mos
Almega Wealth Management
January 2023 - Present · 3 yrs 9 mos
State Registrations1 state
NC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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