Goel Rosa is a registered investment advisor at Vauban Wealth Management, based in Guaynabo, PR, with 6 years of industry experience. Goel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 59 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Vauban Wealth Management charges an annual flat rate of 1.0% across all asset levels. Fees are billed quarterly. Vauban Wealth Management reserves the right to negotiate or waive fees at its discretion.
Fee Estimator
Location
Lot K-2 Marginal Street Suite 201, Oasis Gardens Development, Guaynabo, PR, 00969
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Goel works as an independent contractor and CPA, providing accounting services since 2018. This activity, which is not investment-related, takes a few hours per week.
Employment History
Current Registrations
Vauban Wealth Management
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Pedro Gonzalez-Cerrud, CFAAtlas Asset Management LLC
- Luis Rodriguez, CFPMutual of Omaha Investor Services, INC.
- Giancarlo Mendez, CFPFreedom Advisory
- Roberto Vazquez, CFPFreedom Advisory
- Karlamary Aponte, PFSFreedom Advisory