Clara Humphrey is a registered investment advisor, based in Thiells, NY, with 5 years of industry experience.
Location
Thiells, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Clara works as a financial advisor, focusing on investments and planning, and performs clerical and ministerial duties. This activity takes more than full-time hours.
Employment History
Current Registrations
Hightower Securities, LLC
January 2024 - Present · 2 yrs 6 mos
Hightower Advisors, LLC
January 2024 - Present · 2 yrs 6 mos
Hightower Securities, LLCBroker
January 2024 - Present · 2 yrs 6 mos
Previous Registrations
Equitable Advisors, LLC
August 2022 - January 2024 · 1 yr 5 mos
Equitable Advisors, LLCBroker
October 2020 - January 2024 · 3 yrs 3 mos
State Registrations14 states
CACOCTFLGAMAMENCNJNYPASCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.