Cecilia Lyon
Cecilia Lyon is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Los Angeles, CA, with 6 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
2049 Century Park E, Los Angeles, CA, 90067
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Regulatory History (5)
Financial
February 2019Financial
October 2018Financial
September 2018Financial
September 2018Financial
September 2018Other Business Activities
Cecilia is an Alumni Board Member for Missouri State University, advising on marketing ideas for the School of Business and Entertainment Management. She dedicates minimal time to this role, meeting twice a year.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.