TrueAdvisor
TrueAdvisor
DL
DL

David Littlefield

Littlefield Asset Management, INC.
15 Years of Experience
Atlanta, GA
1 Disclosure
View SEC Summary
View SEC Summary

David Littlefield is a registered investment advisor at Littlefield Asset Management, INC., based in Atlanta, GA, with 15 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 54 clients with $140M in assets under management.

Littlefield Asset Management, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
54 clients
Average Client Portfolio
$2.6M average
Assets Under Management
$141.1M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.80%

Annual fee is not to exceed 0.80% and is negotiable. Smaller accounts may be charged a flat fee instead.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Atlanta, GA

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2013
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Littlefield Asset Management, INC.
December 2013 - Present · 12 yrs 10 mos
Previous Registrations
Littlefield Asset Mgmt. INC.
January 2007 - December 2009 · 2 yrs 11 mos
State Registrations1 state
GA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Atlanta, GA →All financial advisors in Georgia →