Samuel Alfred
Samuel Alfred is a registered investment advisor at Gwn Securities INC., based in Lake Mary, FL, with 4 years of industry experience. Samuel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 37,793 clients with $4.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.50% |
Schedule represents the standard GWN Managed Account Program. Other programs such as Premier, Total Access, and FMAX have separate fee schedules or negotiable rates up to 2.00%.
Fee Estimator
Location
1130 Business Center Dr., Suite 2000, Lake Mary, FL, 32746
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2022Other Business ActivitiesSells Insurance
Samuel owns Alfred Financial Group, an insurance business where he sells fixed and indexed annuities and life insurance, dedicating about a quarter of his time. He also works full-time as a Financial Professional for Voyage Retirement Solutions, a securities DBA.
Employment History
Current Registrations
Gwn Securities INC.
Gwn Securities INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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