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Samuel Spanos

45 Years of Experience
Beaver, PA
Broker

Samuel Spanos is a registered investment advisor at Raymond James & Associates, INC., based in Beaver, PA, with 45 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1069 Third Street, Beaver, PA, 15009

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Samuel owns Aerosam Equipment, LLC, leasing an airplane to a charter airline company, and Marsam Leasing, a rental real estate business. He spends minimal time on these activities.

Employment History
Current Registrations
Raymond James & Associates, INC.
November 2014 - Present · 11 yrs 6 mos
Raymond James & Associates, INC.Broker
November 2014 - Present · 11 yrs 6 mos
Previous Registrations
Advest, INC.
December 2005 - March 2006 · 3 mos
Advest, INC.Broker
December 2005 - March 2006 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 1989 - November 2014 · 25 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1980 - November 2014 · 34 yrs
State Registrations41 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Samuel Spanos - Financial Advisor | TrueAdvisor