Sean Duncan is a registered investment advisor at Duncan Financial Management, INC., based in Sunset Hills, MO, with 4 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 185 clients with $10M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.80% |
Subject to a minimum annual fee of $2,000. Clients can negotiate a flat fixed-fee amount that is billed per quarter, in arrears.
Fee Estimator
Location
10820 Sunset Office Drive, Suite 210, Sunset Hills, MO, 63127
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
December 2022Employment History
Current Registrations
Duncan Financial Management, INC.
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
TD Ameritrade, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.