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Sebastian Bulfamante

LPL Financial LLC
44 Years of Experience
New Rochelle, NY
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Sebastian Bulfamante is a registered investment advisor at LPL Financial LLC, based in New Rochelle, NY, with 44 years of industry experience. Sebastian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

New Rochelle, NY

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2001
Denied
Customer Dispute
June 1999
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Sebastian owns rental real estate property since 2018, dedicating minimal time to it. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLC
June 2018 - Present · 8 yrs 4 mos
LPL Financial LLCBroker
June 2018 - Present · 8 yrs 4 mos
Previous Registrations
Financial Resources Group Investment Services, LLCBroker
November 2018 - July 2019 · 8 mos
Capital One Advisors, LLC
June 2015 - May 2018 · 2 yrs 11 mos
Capital One Investing, LLCBroker
February 2015 - May 2018 · 3 yrs 3 mos
The Windmill Group, INC.Broker
April 2013 - February 2015 · 1 yr 10 mos
Vanderbilt Securities, LLCBroker
July 2005 - September 2012 · 7 yrs 2 mos
Essex National Securities, INC.Broker
May 2005 - July 2005 · 2 mos
Bny Investment Center INC.Broker
September 2002 - May 2005 · 2 yrs 8 mos
Chase Investment Services CORP.
March 1999 - September 2002 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1998 - September 1998 · 0 mos
Chase Investment Services CORP.Broker
September 1998 - September 2002 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1998 - September 1998 · 0 mos
Chase Investment Services CORP.Broker
September 1996 - September 1998 · 2 yrs
Chemical Investment Services CORP.Broker
May 1996 - September 1996 · 4 mos
First Union Brokerage Services, INC.Broker
January 1996 - May 1996 · 4 mos
Marketing One Securities, INC.Broker
July 1995 - January 1996 · 6 mos
North Ridge Securities CORP.Broker
May 1993 - July 1995 · 2 yrs 2 mos
Cigna Securities, INC.Broker
August 1990 - May 1993 · 2 yrs 9 mos
Invest Financial CorporationBroker
December 1984 - July 1990 · 5 yrs 7 mos
William M. Cadden & CO., INC.Broker
September 1984 - December 1984 · 3 mos
Wzw Financial Services, INC.Broker
July 1983 - June 1984 · 11 mos
Cornerstone Financial Services, INC.Broker
July 1981 - July 1983 · 2 yrs
American General Capital Planning, INC.Broker
November 1980 - June 1981 · 7 mos
State Registrations4 states
CTFLNYSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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