Joaquin Rodgers
Joaquin Rodgers is a registered investment advisor at Prism Wealth Planning LTD. DBA the People's Planner, based in Chicago, IL, with 5 years of industry experience. Joaquin operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Firm Size
IM Fee
Location
Chicago, IL
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joaquin is a Police Officer with the City of Chicago, working as a Crisis Intervention Instructor. This activity takes about half of his time during trading hours.
Employment History
Current Registrations
Prism Wealth Planning LTD. DBA the People's Planner
Previous Registrations
Prism Wealth Planning LTD. DBA the People's Planner
Envision Wealth Planning INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.