Steven Vessa is a registered investment advisor at LPL Financial LLC, based in New Rochelle, NY, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
88 Fourth Street, New Rochelle, NY, 10801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Steven is employed by Brookhaven Free Library in Brookhaven, NY since January 2025. This outside employment takes about 35-50 hours per month.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
State Registrations43 states
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