Thomas Dawson
Thomas Dawson is a ChFC-designated registered investment advisor at Mercury Capital Management, INC., based in Lee's Summit, MO, with 24 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 72 clients with $16M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.5M | 1.00% |
| $2.5M - $5.0M | 0.88% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Fees are generally not negotiable but certain allowances, solely at the discretion of MCM, may be made for portfolios holding individual fixed income securities or for other unique circumstances.
Fee Estimator
Location
Lee's Summit, MO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a self-employed insurance agent, selling life and health insurance and fixed annuities since 1996. He is semi-retired and spends a few hours per week on this activity.
Employment History
Current Registrations
Mercury Capital Management, INC.
State Registrations2 states
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