Wade Allan Wallace

CFP

Regency Investment Advisors INC

6 Years of Experience

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth

Regency Investment Advisors INC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

7 advisors

Number of Clients

792 clients

Average Client Portfolio

$1.3M average

Assets Under Management

$1.0B

Fee Structure

Minimum Investment:$250K

Location

1312 W Herndon, Suite 101, Fresno, CA, 93711

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Regency Investment Advisors INC

November 2019 - Present · 6 yrs 3 mos

State Registrations2 states

CATX

Advisor

Exams

No exam information available for this advisor.