PM
ChFC
PM
ChFC

Paul Mysliwiec

45 Years of Experience
Grand Rapids, MI
4 DisclosuresBroker

Paul Mysliwiec is a ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Grand Rapids, MI, with 45 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

3351 Eagle Run Dr NE Ste D, Grand Rapids, MI, 49525

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2011
Denied
Customer Dispute
February 2009
Settled
Customer Dispute
June 2003
Denied
Customer Dispute
January 2002
Settled
Other Business Activities

Paul owns single-family real estate properties and has business ownership interests. He also works for OKL LLC, spending 60 hours per month on this investment-related activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2009 - Present · 16 yrs 6 mos
Ameriprise Financial Services, LLCBroker
November 1980 - Present · 45 yrs 6 mos
Ameriprise Financial Services, LLC
November 1980 - Present · 45 yrs 6 mos
Previous Registrations
Ids Life Insurance CompanyBroker
November 1980 - July 2006 · 25 yrs 8 mos
Ids Financial Services INC.Broker
November 1980 - December 1986 · 6 yrs 1 mo
State Registrations21 states
ALAZCACOFLILINMDMIMNNCNMNVNYOHORPATXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.