Nicholas Holmes is a registered investment advisor, based in Old Lyme, CT, with 5 years of industry experience.
Location
6 Vista Dr, Old Lyme, CT, 06371
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas is a 1099 agent for Bankers Life and Casualty Company, selling Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health, and LTC. He also recruits and trains insurance agents.
Employment History
Current Registrations
Bankers Life Securities, INC.Broker
Bankers Life Advisory Services, INC.
State Registrations1 state
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