KB
KB
Katarina Brubaker
4 Years of Experience
Eugene, OR
Broker
Katarina Brubaker is a registered investment advisor at Cetera Investment Advisers LLC, based in Eugene, OR, with 4 years of industry experience. Katarina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
545 E 8th Ave, Eugene, OR, 97401
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2025 - Present · 1 yr 4 mos
Cetera Investment Services LLCBroker
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2023 - December 2024 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2023 - December 2024 · 1 yr 3 mos
Cetera Investment Advisers LLC
June 2023 - August 2023 · 2 mos
Cetera Advisor Networks LLC
December 2021 - June 2023 · 1 yr 6 mos
Cetera Advisor Networks LLCBroker
September 2021 - August 2023 · 1 yr 11 mos
State Registrations12 states
AZCAFLIDNVOKORSCSDTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.