RM
RM

Robert Mayes

45 Years of Experience
Huntsville, AL
Broker

Robert Mayes is a registered investment advisor, based in Huntsville, AL, with 45 years of industry experience.

Location

100 Church Street, Suite 500, Huntsville, AL, 35801

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Robert holds uncompensated board positions at the Community Foundation of Huntsville/Madison County, the University of Alabama in Huntsville Foundation, and the Huntsville/Madison County Chamber of Commerce.

Employment History
Current Registrations
Keel Point Capital, LLCBroker
January 2004 - Present · 22 yrs 8 mos
Keel Point, LLC
August 2003 - Present · 23 yrs 1 mo
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
March 1984 - August 2003 · 19 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1982 - August 2003 · 21 yrs
Uslife Equity Sales CORP.Broker
November 1980 - February 1984 · 3 yrs 3 mos
State Registrations1 state
AL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Mayes - Financial Advisor | TrueAdvisor