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Charles Bailey

Jeffrey Matthews Wealth Management, LLC
45 Years of Experience
Florham Park, NJ
4 DisclosuresBrokerSells Insurance
View SEC Summary
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Charles Bailey is a registered investment advisor at Jeffrey Matthews Wealth Management, LLC, based in Florham Park, NJ, with 45 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 367 clients with $160M in assets under management.

Jeffrey Matthews Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
15 advisors
IM Fee
Planning only
Assets Under Management
$161.7M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

30B Vreeland Road, Suite 210, Florham Park, NJ, 07932

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2014
Settled
Customer Dispute
October 2009
Settled
Customer Dispute
May 2006
Closed-No Action
Customer Dispute
January 2001
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Charles is a passive investor in Powair International, a wind turbine manufacturer, since 2011, dedicating minimal time. He is also a licensed insurance producer with Jeffrey Matthews Financial Group LLC.

Employment History
Current Registrations
Jeffrey Matthews Wealth Management, LLC
September 2018 - Present · 8 yrs 1 mo
The Jeffrey Matthews Financial Group, L.L.C.
September 2018 - Present · 8 yrs 1 mo
The Jeffrey Matthews Financial Group, L.L.C.Broker
September 2018 - Present · 8 yrs 1 mo
Previous Registrations
Jeffrey Matthews Wealth Management, LLC
September 2018 - September 2018 · 0 mos
B. Riley Wealth ManagementBroker
July 2015 - September 2018 · 3 yrs 2 mos
B Riley Wealth Management
July 2015 - September 2018 · 3 yrs 2 mos
Raymond James & Associates, INC.
February 2013 - June 2015 · 2 yrs 4 mos
Raymond James & Associates, INC.Broker
February 2013 - June 2015 · 2 yrs 4 mos
Morgan Keegan & Company, INC.
June 1991 - February 2013 · 21 yrs 8 mos
Morgan Keegan & Company, INC.Broker
February 1989 - February 2013 · 24 yrs
The Robinson-Humphrey Company INC.Broker
December 1980 - February 1989 · 8 yrs 2 mos
State Registrations5 states
ALGALAMSNC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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