Rivers Rodriguez is a CFP-designated registered investment advisor, based in Tysons, VA, with 5 years of industry experience. Rivers is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1650 Tyson's Bl., Suite 1575, Tysons, VA, 22102
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2026Denied
Other Business Activities
Rivers works as a Client Service Manager for an LLC, dedicating full-time hours to the role. A significant portion of this time is spent on securities trading.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 3 yrs 2 mos
Seia
April 2021 - Present · 5 yrs 6 mos
Previous Registrations
Osaic Wealth, INC.Broker
November 2020 - August 2023 · 2 yrs 9 mos
State Registrations1 state
VA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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