NR
CFP
NR
CFP
Nicholas Rodriguez is a CFP-designated registered investment advisor, based in Alpharetta, GA, with 1 years of industry experience.
Location
2400 Lakeview Parkway, Suite 550, Alpharetta, GA, 30009
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas sells fixed insurance, dedicating about 10% of his time to this activity. He also operates a pressure washing business.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2025 - Present · 9 mos
Merit Financial Advisors
August 2025 - Present · 9 mos
Previous Registrations
Commonwealth Financial Network
October 2024 - August 2025 · 10 mos
Commonwealth Financial NetworkBroker
September 2024 - August 2025 · 11 mos
State Registrations1 state
TX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.