Nicholas Rodriguez is a CFP-designated registered investment advisor, based in San Antonio, TX, with 2 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold.
Location
800 E Sonterra Blvd, Suite 160, San Antonio, TX, 78258
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas sells fixed insurance, dedicating about 10% of his time to this activity. He also operates a pressure washing business.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Merit Financial Advisors
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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