Sean Song is a CFP-designated registered investment advisor at LPL Financial LLC, based in Omaha, NE, with 5 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
12801 Pierce St., Suite 100, Omaha, NE, 68144
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sean operates Silverleaf Wealth Management as a DBA for his LPL business and provides investment advisory services through Gladstone Institutional Advisory, dedicating full-time hours to each. He also sells non-variable insurance through Ash Brokerage and/or ASB, also dedicating full-time hours to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
Gladstone Wealth Partners
Previous Registrations
Hightower Advisors, LLC
Hightower Securities, LLCBroker
TD Ameritrade, INC.Broker
Pruco Securities, LLC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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