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Ronald Kline

Cambridge Investment Research Advisors, INC.
45 Years of Experience
Kirkwood, MO
1 DisclosureBrokerSells Insurance
View SEC Summary
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Ronald Kline is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Kirkwood, MO, with 45 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10260 Manchester Road, Kirkwood, MO, 63122

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2016
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ronald is an independent insurance agent. He is also a Member of Compass Wealth Design LLC, dedicating full-time hours to this investment-related activity, and an advisory rep of a RIA, spending about a quarter of his time on this investment-related activity.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
February 2016 - Present · 10 yrs 8 mos
Cambridge Investment Research, INC.Broker
January 2016 - Present · 10 yrs 9 mos
Previous Registrations
Parkland Securities, LLCBroker
July 2010 - January 2016 · 5 yrs 6 mos
First Allied Securities, INC.Broker
May 2008 - July 2010 · 2 yrs 2 mos
First Allied Advisory Services, INC.
January 2007 - August 2010 · 3 yrs 7 mos
Ffp Advisory Services INC
March 1993 - January 2007 · 13 yrs 10 mos
Ffp Securities, INC.Broker
May 1991 - May 2008 · 17 yrs
Securities America, INC.Broker
February 1990 - May 1991 · 1 yr 3 mos
Royal Alliance Associates, INC.Broker
November 1989 - March 1990 · 4 mos
Integrated Resources Equity CorporationBroker
November 1985 - November 1989 · 4 yrs
All American Management CorporationBroker
March 1985 - November 1985 · 8 mos
Equable Securities CorporationBroker
December 1980 - March 1985 · 4 yrs 3 mos
State Registrations10 states
ARCAFLILMONCNMORTNWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Ronald Kline - Financial Advisor | TrueAdvisor