Chingpao Chang is a registered investment advisor, based in Pasadena, CA, with 6 years of industry experience.
Location
135 N Los Robles Avenue 2nd Floor, Pasadena, CA, 91101
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 11 mos
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
April 2022 - August 2022 · 4 mos
Citigroup Global Markets INC.
April 2022 - August 2022 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2020 - April 2022 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2020 - April 2022 · 1 yr 7 mos
J.P. Morgan Securities LLCBroker
December 2019 - August 2020 · 8 mos
State Registrations5 states
CAILNVTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.