Thomas Grant is a registered investment advisor, based in Totowa, NJ, with 5 years of industry experience.
Location
999 Riverview Dr, Totowa, NJ, 07512
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas works as a salesperson for Mid Atlantic Benefit Strategies LLC, selling fixed insurance products since 2020. This requires a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
October 2020 - August 2023 · 2 yrs 10 mos
Securian Financial Services, INC.Broker
June 2020 - August 2023 · 3 yrs 2 mos
State Registrations4 states
FLNJNYPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.