Katy Carter
Katy Carter is a registered investment advisor at Cetera Investment Advisers LLC, based in Warrensburg, MO, with 4 years of industry experience. Katy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
206 S Holden, Warrensburg, MO, 64093
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Katy works as a financial professional for Murdock Banner Financial Group, dedicating full-time hours to this role. She also works as a notary public, spending a variable amount of time on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.