Winston Waring is a ChFC-designated registered investment advisor, based in Scottsdale, AZ, with 5 years of industry experience.
Location
7333 E. Doubletree Ranch, Suite D200, Scottsdale, AZ, 85258
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Winston works as a financial advisor selling life insurance and long-term care insurance. This activity takes about 10-20% of his time.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
June 2025 - Present · 11 mos
The Ameriflex Group
May 2023 - Present · 3 yrs
Previous Registrations
Osaic Wealth, INC.Broker
September 2023 - July 2025 · 1 yr 10 mos
Sagepoint Financial, INC.Broker
May 2023 - September 2023 · 4 mos
Principal Securities, INC.
June 2021 - May 2023 · 1 yr 11 mos
Principal Securities, INC.Broker
May 2021 - May 2023 · 2 yrs
LPL Financial LLCBroker
July 2020 - May 2021 · 10 mos
State Registrations4 states
AZCACOVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.