Madeline Dauby is a CFP-designated registered investment advisor, based in Tell City, IN, with 4 years of industry experience. Madeline is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1009 Main Street, Tell City, IN, 47586
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Kestra Investment Services, LLCBroker
September 2026 - Present · 1 mo
Kestra Advisory Services, LLC
September 2026 - Present · 1 mo
Previous Registrations
Commonwealth Financial Network
October 2022 - September 2026 · 3 yrs 11 mos
Commonwealth Financial NetworkBroker
August 2022 - September 2026 · 4 yrs 1 mo
State Registrations25 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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