Frank Pecorella
Frank Pecorella is a registered investment advisor at LPL Financial LLC, based in Bay Shore, NY, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1360 Sunrise Hwy, Bay Shore, NY, 11706
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2009Customer Dispute
September 1999Regulatory
March 1981Other Business Activities
Frank operates as Teachers Investment Services, a DBA for his LPL business. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Essex National Securities, INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Citicorp Investment ServicesBroker
Chase Investment Services CORP.Broker
Citicorp Investment ServicesBroker
A.J. Michaels & CO., LTD.Broker
Investors Center, INC.Broker
Blinder, Robinson & Co.,inc.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.