James Simonaro is a CFP-designated registered investment advisor, based in Orcutt, CA, with 5 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.
Location
340 E Clark Ave, Orcutt, CA, 93455
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
The firm Wealth Enhancement Advisory Services will amend the U4 filing to disclose James's outside business activities.
Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
Wealth Enhancement Advisory Services, LLC
Previous Registrations
Vivid Financial Management, INC.
State Registrations1 state
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Exams
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